0001415889-14-002593.txt : 20140821 0001415889-14-002593.hdr.sgml : 20140821 20140821083710 ACCESSION NUMBER: 0001415889-14-002593 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140821 DATE AS OF CHANGE: 20140821 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Inventergy Global, Inc. CENTRAL INDEX KEY: 0001084752 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 621482178 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-60991 FILM NUMBER: 141056601 BUSINESS ADDRESS: STREET 1: 900 E. HAMILTON AVENUE #180 CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 408-389-3510 MAIL ADDRESS: STREET 1: 900 E. HAMILTON AVENUE #180 CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: EON COMMUNICATIONS CORP DATE OF NAME CHANGE: 19991123 FORMER COMPANY: FORMER CONFORMED NAME: CORTELCO SYSTEMS INC DATE OF NAME CHANGE: 19990421 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Honig Barry C CENTRAL INDEX KEY: 0001373203 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 595 S FEDERAL HIGHWAY STREET 2: SUITE 600 CITY: BOCA RATON STATE: FL ZIP: 33432 FORMER COMPANY: FORMER CONFORMED NAME: Honig Barry R DATE OF NAME CHANGE: 20060818 SC 13G 1 honig13g_inventergy.htm SCHEDULE 13G honig13g_inventergy.htm
 
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
 
SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(b)


INVENTERGY GLOBAL, INC.
(Name of Issuer)

Common Stock, $0.0001 par value
(Title of Class of Securities)

46123X102
(CUSIP Number)
 
Copy to: 
Barry Honig
555 South Federal Highway #450
Boca Raton, FL 33432
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

August 8, 2014
(Date of Event Which Requires Filing of This Statement)
 

 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[   ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[   ] Rule 13d-1(d)

 
 
 

 
CUSIP No. 46123X102
 

 
1
 
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Barry Honig
 
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                        (a) ¨
                                                                                                                                                             (b) ¨
 
3
 
SEC USE ONLY
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States
 
 
 
NUMBER OF SHARES
 
5
 
SOLE VOTING POWER
 
406,002 (1)
 
BENEFICIALLY
OWNED BY
 
6
 
SHARED VOTING POWER
 
842,563 (2)
 
EACH
REPORTING
 
7
 
SOLE DISPOSITIVE POWER
 
406,002 (1)
 
PERSON WITH
 
8
 
SHARED DISPOSITIVE POWER
 
842,563 (2)
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,248,565 (1)(2)
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
5.22% (Based on 23,912,178 shares outstanding as of August 11, 2014)
 
12
 
TYPE OF REPORTING PERSON*
 
IN

(1)
Represents 376,489 shares of common stock and 29,513 shares of common stock underlying warrants to purchase common stock.
(2)
Represents 435,010 shares of common stock held by GRQ Consultants, Inc. 401k Plan (“GRQ 401K”) and 407,553 shares of common stock held by GRQ Consultants, Inc. (“GRQ”). Barry Honig is the trustee of GRQ 401K and the President of GRQ and in such capacity has voting and dispositive power over shares held by GRQ 401K and GRQ.
 
 
 
-1-
 

 
 
CUSIP No. 46123X102
 

 
1
 
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
GRQ Consultants, Inc. 401K Plan
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                        (a) ¨
                                                                                                                                                             (b) ¨
 
3
 
SEC USE ONLY
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Florida
 
 
 
NUMBER OF SHARES
 
5
 
SOLE VOTING POWER
 
0
 
BENEFICIALLY
OWNED BY
 
6
 
SHARED VOTING POWER
 
435,010 (1)
 
EACH
REPORTING
 
7
 
SOLE DISPOSITIVE POWER
 
0
 
PERSON WITH
 
8
 
SHARED DISPOSITIVE POWER
 
435,010 (1)
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
435,010 (1)
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
1.82% (Based on 23,912,178 shares outstanding as of August 11, 2014)
 
12
 
TYPE OF REPORTING PERSON*
 
OO
 
(1)
Held by GRQ Consultants, Inc. 401K Plan (“GRQ 401K”). Barry Honig is the Trustee of GRQ 401K and in such capacity has voting and dispositive power over shares held by GRQ 401K.
 
 
 
-2-
 

 
 
CUSIP No. 46123X102
 

 
1
 
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
GRQ Consultants, Inc.
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                        (a) ¨
                                                                                                                                                             (b) ¨
 
3
 
SEC USE ONLY
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Florida
 
 
 
NUMBER OF SHARES
 
5
 
SOLE VOTING POWER
 
0
 
BENEFICIALLY
OWNED BY
 
6
 
SHARED VOTING POWER
 
407,553 (1)
 
EACH
REPORTING
 
7
 
SOLE DISPOSITIVE POWER
 
0
 
PERSON WITH
 
8
 
SHARED DISPOSITIVE POWER
 
407,553 (1)
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
407,553 (1)
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
1.70% (Based on 23,912,178 shares outstanding as of August 11, 2014)
 
12
 
TYPE OF REPORTING PERSON*
 
CO
 
(1)     Held by GRQ. Barry Honig is the President of GRQ and in such capacity has voting and dispositive power over shares held by GRQ.
 
 
 
-3-
 
 
Item 1(a).                 Name of Issuer:

Inventergy Global, Inc.

Item 1(b).                Address of Issuer's Principal Executive Offices:

900 E. Hamilton Avenue #180, Campbell, CA 95008

Item 2(a).                Name of Person Filing.

The statement is filed on behalf of Barry Honig, GRQ Consultants, Inc. 401K Plan (“GRQ 401K”) and GRQ Consultants, Inc. (“GRQ”, together with Mr. Honig and GRQ 401K, the “Reporting Persons”).

Item 2(b).                Address of Principal Business Office or, if None, Residence.

555 South Federal Highway #450, Boca Raton, FL 33432

Item 2(c).                Citizenship.

United States/Florida

Item 2(d).                Title of Class of Securities.

Common Stock, par value $0.0001 per share.

Item 2(e).                CUSIP Number.

46123X102

Item 3.                    Type of Person

Not applicable.

Item 4.                    Ownership.

(a) Amount beneficially owned: 1,248,565 (1).

(b) Percent of class: 5.22% (Based on 23,912,178 shares outstanding as of August 11, 2014).

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote: 406,002 (1).

(ii) Shared power to vote or to direct the vote: 842,563 (2).

(iii) Sole power to dispose or to direct the disposition of: 406,002 (1).

(iv) Shared power to dispose or to direct the disposition of: 842,563 (2).

(1)
Represents 376,489 shares of common stock and 29,513 shares of common stock underlying warrants to purchase common stock.
(2)
Represents 435,010 shares of common stock held by GRQ 401K and 407,553 shares of common stock held by GRQ. Barry Honig is the trustee of GRQ 401K and the President of GRQ and in such capacity has voting and dispositive power over shares held by GRQ 401K and GRQ.

Item 5.                Ownership of Five Percent or Less of a Class.

Not applicable.
 
 
-4-
 
 
Item 6.                Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable

Item 7.                Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company.
Not applicable.

Item 8.                 Identification and Classification of Members of the Group.

Not applicable.

Item 9.                 Notice of Dissolution of Group.

Not applicable.

Item 10.              Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 

 
 
-5-
 
 
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


Date: August 21, 2014
   /s/ Barry Honig  
   
Barry Honig
  
   
GRQ Consultants, Inc. 401K Plan
  
       
       
Date: August 21, 2014
By: 
 /s/ Barry Honig  
   
Barry Honig
  
   
Trustee
  
       
   
GRQ Consultants, Inc.
  
       
       
Date: August 21, 2014
By: 
 /s/ Barry Honig  
   
Barry Honig
  
   
President